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Bradford Judson Porter

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Guilford, CT

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2007-07-10
CT RA APPROVED 2006-03-08
  • TX RA
    APPROVED_RES
    Since 2007-07-10
  • CT RA
    APPROVED
    Since 2006-03-08

Branch Locations

350 Goose Ln Ste 303-C, Guilford, CT 06437 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 03/2006 Present
Bank Of America,Na West Hartford CT 11/2009 Present
Previous Registrations
  • 2005-10-14 → 2006-03-08
    Advest, Inc.
    Hartford, CT
  • 1999-09-27 → 2005-10-19
    A. G. Edwards & Sons, Inc.
    Essex, CT
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-08-17
S63 Uniform Securities Agent State Law Examination 1992-12-11
  • S65 Uniform Investment Adviser Law Examination
    2007-08-17
  • S63 Uniform Securities Agent State Law Examination
    1992-12-11

View on SEC IAPD

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