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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-10-06 |
| FL | RA | APPROVED | 2009-05-06 |
Branch Locations
1405 N Alternate A1A Suite 101, Jupiter, FL 33469 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Jupiter | FL | 11/2000 | Present |
| Raymond James Financial Services Advisors, Inc | Jupiter | FL | 01/2009 | Present |
(1)Name of Business: MP Investment services Address: support company for RJ Branch/ same address, Jupiter, FL, 33469, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 01/26/2010 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: support company not held out publicly, strictly for running taxes and expenses, all business done through RJFS (2)Name of Business: Pirozzi Neil Address: 1405 N Alternate A1A Ste 101, Jupiter, FL, 33469, United States Activity Type: Control Person Position/Title: Other (Acting) Investment Related: Yes Start Date: 03/25/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: POA/Personal Representative. My father passed away and I am now my mother's Power of Attorney. (3)Name of Business: Pirozzi Neil; Thomasina K Pir Address: 1405 N Alternate A1A Ste 101, Jupiter, FL, 33469, United States Activity Type: Control Person Position/Title: Executor (Acting) Investment Related: Yes Start Date: 05/07/2026 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Executor for my mother's estate. (4)Name of Business: TKC2 Properties LLC Address: 1405 N Alternate A1A Ste 101, Jupiter, FL, 33469 United States Activity Type: Rental Real Estate Position/Title: Officer - President, Partner Investment Related: No Start Date: 10/20/2015 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Pay the bills
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-08-02 |
| S63 | Uniform Securities Agent State Law Examination | 1992-10-23 |
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