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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-10-06
FL RA APPROVED 2009-05-06
  • TX RA
    APPROVED_RES
    Since 2021-10-06
  • FL RA
    APPROVED
    Since 2009-05-06

Branch Locations

1405 N Alternate A1A Suite 101, Jupiter, FL 33469 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Jupiter FL 11/2000 Present
Raymond James Financial Services Advisors, Inc Jupiter FL 01/2009 Present
Other Businesses

(1)Name of Business: MP Investment services Address: support company for RJ Branch/ same address, Jupiter, FL, 33469, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 01/26/2010 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: support company not held out publicly, strictly for running taxes and expenses, all business done through RJFS (2)Name of Business: Pirozzi Neil Address: 1405 N Alternate A1A Ste 101, Jupiter, FL, 33469, United States Activity Type: Control Person Position/Title: Other (Acting) Investment Related: Yes Start Date: 03/25/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: POA/Personal Representative. My father passed away and I am now my mother's Power of Attorney. (3)Name of Business: Pirozzi Neil; Thomasina K Pir Address: 1405 N Alternate A1A Ste 101, Jupiter, FL, 33469, United States Activity Type: Control Person Position/Title: Executor (Acting) Investment Related: Yes Start Date: 05/07/2026 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Executor for my mother's estate. (4)Name of Business: TKC2 Properties LLC Address: 1405 N Alternate A1A Ste 101, Jupiter, FL, 33469 United States Activity Type: Rental Real Estate Position/Title: Officer - President, Partner Investment Related: No Start Date: 10/20/2015 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Pay the bills

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-08-02
S63 Uniform Securities Agent State Law Examination 1992-10-23
  • S65 Uniform Investment Adviser Law Examination
    2000-08-02
  • S63 Uniform Securities Agent State Law Examination
    1992-10-23
Other Names
  • Tony Pirozzi
  • Tony Pirozzi

View on SEC IAPD

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