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Leslie Jean Lammers

Riverstone Advisors, LLC

New Braunfels, TX

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Current Employers
Riverstone Advisors, Llc

New Braunfels, TX • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2004-03-19
  • TX RA
    APPROVED
    Since 2004-03-19

Branch Locations

New Braunfels, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Riverstone Advisors New Braunfels TX 03/2004 Present
  • 03/2004 → Present
    Riverstone Advisors
    New Braunfels, TX
Previous Registrations
  • 2001-08-07 → 2006-11-08
    Morse Williams & Co. Inc.
    New York, NY
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1993-04-15
S65 Uniform Investment Adviser Law Examination 1993-04-05
  • S63 Uniform Securities Agent State Law Examination
    1993-04-15
  • S65 Uniform Investment Adviser Law Examination
    1993-04-05
Designations

View on SEC IAPD

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