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Durham, NH • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-08-19 |
| NH | RA | APPROVED | 2019-03-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Atlantic Financial Asset Management Corp. | Durham | NH | 09/2011 | Present |
| Chainstone Labs | Norwell | MA | 12/2017 | Present |
| Foris Capital Us Llc | Portsmouth | NH | 09/2019 | 11/2025 |
| Capital Gain Securities Group, Llc | Atlanta | GA | 11/2025 | Present |
1. Chainstone Labs Inc, 155 Fleet Street, Portsmouth NH 03801, non-investment related, Fintech, President, 12/2017, 20 hrs/month; 10 hrs/ month during trading hours; Chainstone sponsors non-investment-related conferences.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2020-06-15 |
| S65 | Uniform Investment Adviser Law Examination | 2001-11-14 |
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