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Carol Ann Ericson

Robert W. Baird & Co. Incorporated

Waukesha, WI

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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-07-12
FL RA APPROVED 2018-07-11
WI RA APPROVED 2017-06-01
  • TX RA
    APPROVED_RES
    Since 2018-07-12
  • FL RA
    APPROVED
    Since 2018-07-11
  • WI RA
    APPROVED
    Since 2017-06-01

Branch Locations

N17 W24222 Riverwood Dr. Ste 240, Waukesha, WI 53188 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W. Baird & Co., Inc. Waukesha WI 06/2017 Present
Sikich Brookfield WI 01/2017 05/2017
Not Employeed New Berlin WI 06/2016 01/2017
  • 06/2017 → Present
    Robert W. Baird & Co., Inc.
    Waukesha, WI
  • 01/2017 → 05/2017
    Sikich
    Brookfield, WI
  • 06/2016 → 01/2017
    Not Employeed
    New Berlin, WI
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-04-22
S63 Uniform Securities Agent State Law Examination 1997-03-19
  • S65 Uniform Investment Adviser Law Examination
    1997-04-22
  • S63 Uniform Securities Agent State Law Examination
    1997-03-19

View on SEC IAPD

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