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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-11-12
TX RA APPROVED_RES 2007-09-14
IL RA APPROVED 1998-02-06
  • CA RA
    APPROVED
    Since 2020-11-12
  • TX RA
    APPROVED_RES
    Since 2007-09-14
  • IL RA
    APPROVED
    Since 1998-02-06

Branch Locations

111 E Schaumburg Rd, Schaumburg, IL 60194 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Schaumburg IL 08/2005 03/2020
Ameriprise Financial Services, Llc Schaumburg IL 03/2020 Present
Other Businesses

Real Estate Ownership; Commercial; 111 E. Schaumburg Road, , Schaumburg, IL, 60194; Investment-Related; 01/01/2007 / Lot/Land; 35 E. Schaumburg Road, , Schaumburg, IL, 60194; Investment-Related; 06/10/2020. Business Ownership; Quindel Place LLC; Developer - building new office.; LLC will initially hold an empty lot that will eventually be the site of our new office.; 35 E. Schaumburg Road, , Schaumburg, IL, 60194; Investment-Related; 02/21/2020; 1 to 9 hours per month; 1 to 9 during trading hours / BV Entities LLC DBA Buckhorn Grill & Bar; Co-owner; Buckhorn Grill & Bar; N8404 19th Ave, , Necedah, WI, 54646; Not Investment-Related; 01/03/2026; 1 to 9 hours per month; 0 during trading hours. Board of Directors; Schaumburg Township Elementary School Foundation; Trustee; 524 E Schaumburg RdSchaumburg IL 60194, ,; ; 01/01/2000; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-10-30
  • S63 Uniform Securities Agent State Law Examination
    1992-10-30
Designations

View on SEC IAPD

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