Kathleen Ann Carrico

Current Employers

Lasalle St. Investment Advisors, L.L.C.

940 N. Industrial Dr., Elmhurst, IL 60126-1131 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2017-01-04

IL RA
APPROVED

Since 2017-01-04

Branch Locations

1101 S State St, Jerseyville, IL 62052 • United States

940 N. Industrial Dr., Elmhurst, IL 60126-1131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Carrollton Bank	Carrollton	IL	08/1990	Present
La Salle St. Securities, Inc.	Chicago	IL	09/1992	Present

08/1990 → Present

Carrollton Bank

Carrollton, IL
09/1992 → Present

La Salle St. Securities, Inc.

Chicago, IL

Other Businesses

FIXED INSURANCE; CARROLLTON BANK- VICE PRESIDENT/TRUST OFFICER, 1101 S STATE ST PO BOX 249, JERSEYVILLE, IL 62052, COMMERCIAL BANK, INVESTMENT-RELATED; MARY KAY INC.- 16251 DALLAS PARKWAY, DALLAS, TX 75248, SKIN CARE & COSMETICS - PERSONAL USE CONSULTANT;

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-11-14
S63	Uniform Securities Agent State Law Examination	1992-11-10

S66 Uniform Combined State Law Examination

2016-11-14
S63 Uniform Securities Agent State Law Examination

1992-11-10

Other Names

Kathleen A Russell
Kathy Carrico

View on SEC IAPD

Current Employers

Lasalle St. Investment Advisors, L.L.C.

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

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