Kathleen Ann Carrico

Employer firm

Lasalle St. Investment Advisors, L.l.c. CRD 109701

$5.74B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/1990 → Present
  Carrollton Bank
  Carrollton, IL
• 09/1992 → Present
  La Salle St. Securities, Inc.
  Chicago, IL

Other Businesses

FIXED INSURANCE; CARROLLTON BANK- VICE PRESIDENT/TRUST OFFICER, 1101 S STATE ST PO BOX 249, JERSEYVILLE, IL 62052, COMMERCIAL BANK, INVESTMENT-RELATED; MARY KAY INC.- 16251 DALLAS PARKWAY, DALLAS, TX 75248, SKIN CARE & COSMETICS - PERSONAL USE CONSULTANT;

Exams

• S66 Uniform Combined State Law Examination
  2016-11-14
• S63 Uniform Securities Agent State Law Examination
  1992-11-10

Other Names

• Kathleen A Russell
• Kathy Carrico