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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-11-03 |
| KY | RA | APPROVED | 2023-11-03 |
| OH | RA | APPROVED | 2023-11-03 |
| TX | RA | APPROVED_RES | 2023-11-03 |
Branch Locations
2737 Navarre Avenue Building B Suite 201, Oregon, OH 43616 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fsc Securities | Oregon | OH | 01/2001 | 11/2023 |
| Oregon Board Of Education | Oregon | OH | 08/1988 | Present |
| Osaic Wealth, Inc. | Oregon | OH | 11/2023 | Present |
1. DONALD HESS, GENERAL BOOKKEEPING AND TAX PLANNING AND FIXED INSURANCE SALES. 2. OREGON CITY SCHOOLS POSITION: Other - coach NATURE: Other - High School soccer coach and high school track coach INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 30 START DATE: 08/01/1998 ADDRESS: 5721 Seaman Road Oregon, OH 43616, Oregon OH 43616, United States DESCRIPTION: Coaching 3. DONALD HESS, YES, 2737 NAVARRE AVE. BLDG B, SUITE 201 OREGON, OHIO 43616, 2001, 70, 50, ADVISE CLIENTS ON ACCOUNTS USING FSC'S CORPORATE RIA. 4. CONDO ASSOCIATION PRESIDENT, RECEIVES NO COMPENSATION AND DOES NOT HAVE CHECK WRITING PRIVILEGES. 5. DONALD A HESS; NOT INVESTMENT RELATED; 2737 NAVARRE AVENUE, BLDG B, SUITE 201; OWNER; SINCE 01/01/2000; 2 HRS/MTH; 0 DURING SECURITY HOURS; ACT IN THE CAPACITY OF LAND LORD FOR RENTAL PROPERTIES. 6. FSC CORPORATE RIA, INVESTMENT RELATED, 109 N. THIRD STREET, GENEVA, IL 60134, REGISTERED INVESTMENT ADVISER, START DATE:1999, 50 HRS/MTH., 50 HRS. DURING TRADING HOURS, INVESTMENT ADVISORY SERVICES. SELECTION OF INVESTMENTS, PORTFOLIO STRUTURE, REBALANCING, ETC. 7. DONALD A HESS; NOT INVESTMENT-RELATED; 2737 NAVARRE AVE, OREGON, OH 43616; OWNER/LANDLORD; STARTED 08/01/2001; 3 HOURS/ 0 SECURITIES HOURS; AM LANDLORD AND OWNER OF 3 INCOME PRODUCING PROPERTIES. 8. R & H WEALTH & HEALTH MANAGEMENT POSITION: owner NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 10 START DATE: 11/01/2024 ADDRESS: 2737 Navarre Ave, Suite 201, Oregon OH 43616, United States DESCRIPTION: Marketing name for wealth and insurance business. 9. DONALD A. HESS POSITION: Owner - NATURE: Other - Have 2 rental properties. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2000 ADDRESS: 2737 Navarre Ave. Suite 201 Oregon, Ohio 43616, Suite 201, Oregon OH 43616, United States DESCRIPTION: Act in the capacity of a land lord.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-03-14 |
| S63 | Uniform Securities Agent State Law Examination | 2000-01-13 |
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