Adam Oliver Knott

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2007 → 09/2024
  Citigroup Global Markets Inc.
  Martinez, CA
• 10/2024 → Present
  Bmo Harris Bank
  San Francisco, CA
• 12/2024 → Present
  Lpl Financial
  San Francisco, CA

Previous Registrations

• 2013-11-11 → 2024-09-12
  Citigroup Global Markets Inc.
  Danville, CA
  Pleasant Hill, CA
  San Francisco, CA
  Danville, CA
  San Francisco, CA
  Danville, CA
  New York, NY
  San Francisco, CA
  Pinole, CA
  Martinez, CA
  San Francisco, CA
  Los Angeles, CA
  Concord, CA

Other Businesses

1 - 12/2024 - BMO Investment Services - DBA for LPL Business (entity for LPL business) - Inv Related - At reported business location(s). 2 - 12/2024 - BMO Harris Bank - Financial Institution Duty - Inv Related - 160 Hours/Month - 8 Hours During Trading - CA 94104 - OBA Start Date: 12/02/2024.

Exams

• S66 Uniform Combined State Law Examination
  2013-11-08
• S63 Uniform Securities Agent State Law Examination
  2005-09-01