Mark Von Brakel

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2004 → 01/2018
  Investment Centers Of America
  Fargo, ND
• 01/2018 → Present
  First International Bank And Trust
  Bismarck, ND
• 04/2018 → Present
  Lpl Financial Llc
  Bismark, ND

Previous Registrations

• 2004-11-09 → 2018-01-05
  Investment Centers Of America, Inc.
  Elburn, IL
  Fort Wayne, IN
  Jacksonville, IL
  Elyria, OH
  Fargo, ND
  Branson West, MO
  Hollister, MO
  Bismarck, ND
  Bemidji, MN
  Rock Island, IL
  Fargo, ND
  Grand Forks, ND
  Fort Wayne, IN
  Huntington, IN
  Markle, IN
  Hackensack, MN
  Coralville, IA
  Appleton, WI
  Lorain, OH
• 2001-12-05 → 2004-11-01
  Cetera Investment Services Llc
  Fargo, ND

Other Businesses

1. 07/26/2021 - Frandsen Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 07/19/2021 - 160 Hours Per Month/8 Hours During Securities Trading.

Exams

• S63 Uniform Securities Agent State Law Examination
  1992-12-11

Designations

• Certified Financial Planner

Other Names

• Mark V Brakel