William Joseph Stricklin

Employer firm

Valic Financial Advisors, Inc. CRD 42803

$29.2B regulatory AUM 38 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers
RECOMMEND WRAP ACCOUNTS TO CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers

Valic Financial Advisors, Inc.

2919 Allen Pkwy, Houston, TX 77019 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2022-09-27
TX	RA	APPROVED_RES	2022-03-28
GA	RA	APPROVED	2017-03-02
MS	RA	APPROVED	2016-10-28
OH	RA	APPROVED	2016-10-20
FL	RA	APPROVED	2014-03-24
SC	RA	APPROVED	2013-09-18

PA RA
APPROVED

Since 2022-09-27
TX RA
APPROVED_RES

Since 2022-03-28
GA RA
APPROVED

Since 2017-03-02
MS RA
APPROVED

Since 2016-10-28
OH RA
APPROVED

Since 2016-10-20
FL RA
APPROVED

Since 2014-03-24
SC RA
APPROVED

Since 2013-09-18

Branch Locations

Beaufort, SC • United States

4300 West Cypress Street Suite 425, Tampa, FL 33607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Valic Financial Advisor	Columbia	SC	09/2013	Present
Agia	Houston	TX	12/2022	Present

09/2013 → Present

Valic Financial Advisor

Columbia, SC
12/2022 → Present

Agia

Houston, TX

Previous Registrations

2012-11-01 → 2013-09-16

Allstate Financial Advisors, Llc

Sumter, SC
2012-01-06 → 2012-11-07

Cambridge Investment Research Advisors, Inc.

Columbia, SC

Charlotte, NC
2010-07-15 → 2012-01-05

Securian Financial Services, Inc.

Daniel Island, SC

Columbia, SC

Daniel Island, SC
2002-03-20 → 2010-07-08

Valic Financial Advisors, Inc.

Columbia, SC

Columbia, SC

Columbia, SC

Columbia, SC

Other Businesses

WINTER CREEK PROPERTIES POSITION: Owner NATURE: Rental Property INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 05/02/2022 ADDRESS: 207 Winter Creek Road, Bowman SC 29018, United States DESCRIPTION: Owner AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products VIVIAN'S ISLAND PROPERTY OWNERS ASSN. POSITION: President NATURE: President of a very small property owners association. (36 property owners) INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 04/10/2024 ADDRESS: 18 Governor Blake Dr., Beaufort SC 29907, United States DESCRIPTION: Preside over board of directors and committee meetings.Presidentofproperty ownersassociation that is not permitted to act on behalf of the association without the consent of the majority of board members.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2001-04-06
S63	Uniform Securities Agent State Law Examination	1997-08-22

S65 Uniform Investment Adviser Law Examination

2001-04-06
S63 Uniform Securities Agent State Law Examination

1997-08-22

Other Names

Joe Stricklin
Joe Stricklin
William Stricklin
William Joseph Stricklin
William Joseph Stricklin
William Joseph Stricklin
William Joseph Stricklin

View on SEC IAPD