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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2009-01-02
  • TX RA
    APPROVED
    Since 2009-01-02

Branch Locations

8180 Lakeview Ctr #2, Odessa, TX 79765 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Odessa TX 03/2005 Present
Arrick Financial Services, Inc Odessa TX 03/2005 09/2019
Raymond James Financial Services Advisors, Inc Odessa TX 01/2009 Present
Other Businesses

(1)Name of Business: Arrick Financial Services, Inc. Address: 71 Cibola Ct. , Odessa, TX, 79765, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 03/01/2005 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: This is a sub S corp.All bills and wages are paid from this corp. Also earnings from Raymond James are deposited into an account Arrick Financial Services, Inc. I am sole owner of this corp.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-11-29
S63 Uniform Securities Agent State Law Examination 1992-11-02
  • S66 Uniform Combined State Law Examination
    2007-11-29
  • S63 Uniform Securities Agent State Law Examination
    1992-11-02
Other Names
  • John Arrick

View on SEC IAPD

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