Richard Thomas Lucker

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2014 → 11/2016
  Wells Fargo Advisors, Llc
  El Paso, TX
• 11/2016 → Present
  Wells Fargo Clearing Services, Llc
  El Paso, TX

Previous Registrations

• 2009-06-01 → 2014-02-26
  Morgan Stanley
  Lake Oswego, OR
  Billings, MT
  Tucson, AZ
• 2008-06-06 → 2009-06-01
  Morgan Stanley & Co. Llc
  Portland, OR
  Lake Oswego, OR
• 1999-08-02 → 2008-06-19
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  El Paso, TX
  Bellevue, WA

Other Businesses

RENTAL PROPERTY, INV RELATED, EL PASO, TX, 100% OWNERSHIP WITH SPOUSE, START 5/31/2017, 10 HOURS PER MONTH, ZERO DURING TRADING, LANDLORD. CORN NUTS LLC, NOT INV RELATED, EL PASO, TX, 100% OWNERSHIP, START 8/31/2018, 4 HOURS PER MONTH, ZERO DURING TRADING, OVERSEE FAMILY CORN ROASTING ACTIVITIES. RENTAL PROPERTY, INV RELATED, EL PASO, TX, 100% OWNERSHIP, START 7/10/2020, 8 HOURS PER MONTH, LANDLORD. RENTAL PROPERTY, INV RELATED, EL PASO, TX, 100% OWNERSHIP, START 7/10/2020, 8 HOURS PER MONTH, LANDLORD. AMICIS REALTY, LLC, INVT RELATED, EL PASO, TX, 77% OWNERSHIP WITH SPOUSE, START DATE 9/1/2020, 4 HRS PER MONTH, 0 HRS DURING TRADING, COLLECT RENT AND INTERACT WITH TENANTS. AMICIS II, LLC, INVT RELATED, EL PASO, TX, 67% OWNERSHIP WITH SPOUSE, START DATE 12/31/2020, 8 HRS PER MONTH, 0 HRS DURING TRADING, GENERAL MANAGERIAL DECISIONS. COTTAGE CENTRAL CABINS, LLC, INVT RELATED, RUIDOSO, NM, 67% OWNERSHIP WITH SPOUSE, START DATE 12/24/2020, 10 HRS PER MONTH, 0 HRS DURING TRADING, MANAGERIAL DECISIONS.

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-01-06
• S63 Uniform Securities Agent State Law Examination
  1992-10-07

Other Names

• Rich Lucker