Christopher David Fontana

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2009-06-30

FL RA
APPROVED

Since 2009-06-30

Branch Locations

9110 Strada Pl 3Rd Floor [F9-Rbo], Naples, FL 34108 • United States

2470 Vanderbilt Beach Rd, Naples, FL 34109 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Marco Island	FL	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Marco Island	FL	11/2016	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

Marco Island, FL
11/2016 → Present

Wells Fargo Clearing Services, Llc

Marco Island, FL

Previous Registrations

1998-01-01 → 2009-04-01

Banc Of America Investment Services, Inc.

Naples, FL

Naples, FL

Other Businesses

1.RENTAL PROPERTY, INV RELATED, BONITA SPRINGS FL, 100% OWNERSHIP, START: 02/03/2014, HOURS: 0 - 0 DURING TRADING, DUTIES: LANDLORD

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2000-05-11
S63	Uniform Securities Agent State Law Examination	1992-11-13

S65 Uniform Investment Adviser Law Examination

2000-05-11
S63 Uniform Securities Agent State Law Examination

1992-11-13

Other Names

Chris Fontana

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews