Robert Leo Mcgarvey

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
MT	RA	APPROVED	2024-11-14
TX	RA	APPROVED_RES	2024-11-14

MT RA
APPROVED

Since 2024-11-14
TX RA
APPROVED_RES

Since 2024-11-14

Branch Locations

Billings, MT • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Prudential Insurance Company Of America	Billings	MT	01/1993	Present
Pruco Securities, Llc.	Billings	MT	08/1992	11/2024
Lpl Enterprise, Llc	Mercer Island	WA	11/2024	Present

01/1993 → Present

Prudential Insurance Company Of America

Billings, MT
08/1992 → 11/2024

Pruco Securities, Llc.

Billings, MT
11/2024 → Present

Lpl Enterprise, Llc

Mercer Island, WA

Previous Registrations

1997-11-19 → 2024-11-14

Pruco Securities, Llc.

Billings, MT

Mercer Island, WA

Fresno, CA

Billings, MT

Fresno, CA

Sidney, MT

Sidney, MT

Sidney, MT

Billings, MT

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1997-06-16
S63	Uniform Securities Agent State Law Examination	1992-11-07

S65 Uniform Investment Adviser Law Examination

1997-06-16
S63 Uniform Securities Agent State Law Examination

1992-11-07

Other Names

Rob Mcgarvey
Rob Mcgarvey

View on SEC IAPD