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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-16 |
Branch Locations
800 Westchester Avenue 4Th Floor Suite N409, Rye Brook, NY 10573 • United States
437 Madison Avenue 29Th Floor, New York, NY 10022 • United States
Ridgefield, CT • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Co Of America | New York | NY | 04/2018 | Present |
| Park Avenue Securities | New York | NY | 04/2018 | Present |
| Guardian Life Insurance Co Of America | Rye Brook | NY | 05/1999 | Present |
| Park Avenue Securities | Rye Brook | NY | 05/1999 | Present |
| Guardian Life Insurance Company | Ridgefield | CT | 06/2024 | Present |
| Park Avenue Securities | Ridgefield | CT | 06/2024 | Present |
1. ENTOURAGE SPORTS MANAGEMENT, INC. SPORTS ENDORSEMENT AGENT. -I am looking to help a few PGA/LPGA players and maybe other atheletes get started on their careers via endorsements, Start: 08/01/2013, Address: 64 Fountain Road, Briancliff, NY 10510, 5 bus hrs per month, Not investment related, 2. Other Insurance Carrier Business -,Health insurance and Life insurance sales from various carriers., Start: 01/01/1995, Address: 800 Westchester Ave Suite N409 Rye Brook, NY 10573, 6 bus hrs per month, Investment related, 3. Nick and Erika P&C LLC -Property and Casualty LLC , Start: 09/01/2019, Address: 800 Westchester Ave Suite N409 Rye Brook, NY 10573, 3 bus hrs per month, Investment related, 4) 4438 65th Street LLC -rental real estate property, Start: 11/01/2023, Address: 4438 65th Street Queens, NY 11377, 1 total hour per month; 1 during securities trading hours, Investment related, Less then 10% annual compensation, 5) 82 Lawson Lane LLC- partner with my two sons for rental real estate property, Start: 10/25/2023, Address: 82 Lawson Lane Ridgefield, Ct 06877, 1 Keeler Close Ridgefield, CT 06877, 2 total hour per month; 1 during securities trading hours, Investment related, Less then 10% annual compensation, 6) Liap 27 LLC-owner, Nature of Business: own commercial/residential real estate, Start date: 12/01/2025, Address: 27 Catoonah St Ridgefield, CT 06877, Duties: Real estate management, 5 total hours per month; 5 during securities trading hours, Investment related,
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1999-07-28 |
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