Christopher Schueller Moorman

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
VA	RA	APPROVED	2025-11-03
TX	RA	APPROVED	2015-08-10
GA	RA	APPROVED	2015-07-10

VA RA
APPROVED

Since 2025-11-03
TX RA
APPROVED

Since 2015-08-10
GA RA
APPROVED

Since 2015-07-10

Branch Locations

3560 Lenox Road Ne 28Th Floor, Atlanta, GA 30326 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Atlanta	GA	06/2015	Present

06/2015 → Present

Ubs Financial Services Inc.

Atlanta, GA

Previous Registrations

2003-02-25 → 2015-07-06

Wells Fargo Clearing Services, Llc

Atlanta, GA

Atlanta, GA

Other Businesses

Buddy and Son, LLC / Other / LLC explicitly created for the ownership of personal real estate / This LLC is created to hold personal real estate. There are no other activities beyond this. / Proprietor / owner / I am responsible for paying bill/taxes on the property

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1994-01-07
S63	Uniform Securities Agent State Law Examination	1992-11-18

S65 Uniform Investment Adviser Law Examination

1994-01-07
S63 Uniform Securities Agent State Law Examination

1992-11-18

Designations

Certified Financial Planner

Other Names

Chris S. Moorman

View on SEC IAPD