Sharon Bell Robles

Ubs Financial Services Inc.

CRD 2285368

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
LA	RA	APPROVED	2013-07-08
TX	RA	APPROVED	2009-12-18

LA RA
APPROVED

Since 2013-07-08
TX RA
APPROVED

Since 2009-12-18

Branch Locations

4400 Post Oak Parkway Suite 1700, Houston, TX 77027 • United States

Drive Katy, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	New Orleans	LA	08/2005	Present

08/2005 → Present

Ubs Financial Services Inc.

New Orleans, LA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-11-19
S63	Uniform Securities Agent State Law Examination	1994-06-30

S66 Uniform Combined State Law Examination

2009-11-19
S63 Uniform Securities Agent State Law Examination

1994-06-30

Other Names

Sharon Bell Robels
Sharon Marie Bell

View on SEC IAPD

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