David L Henry

Current Employers

Employment History

• 05/2019 → 12/2022
  Mass Mutual Life Insurance
  Wakefield, MA
• 02/2017 → 12/2022
  Mml Investor Services
  Wakefield, MA
• 11/2010 → 01/2017
  P/E Investments Llc
  Boston, MA
• 02/2018 → 04/2019
  Dkh Investments
  Salem, MA
• 01/2023 → Present
  Dhk Financial Advisor, Inc
  Portsmouth, NH
• 01/2023 → 10/2023
  Finer Wealth Management Inc.
  Salem, MA
• 01/2023 → 04/2024
  H&R Block
  Salem, MA
• 08/2025 → Present
  The Patriot Financial Group Insurance Agency, Llc
  Walpole, MA

Previous Registrations

• 2023-02-15 → 2025-09-03
  Dhk Financial Advisors Inc
  Portsmouth, NH
  Boston, MA
• 2023-02-15 → 2023-11-20
  Finer Wealth Management, Inc.
  Salem, MA
• 2021-04-27 → 2022-12-31
  Mml Investors Services, Llc
  Wakefield, MA

Other Businesses

(1)Name: Northeast Arc. Inv rel: Y Address: 6 Southside Rd Danvers MA 01923 Nature: Other Position: Non-Compensated Board Member / Investment Committee Start date: 05/02/2016 No. HR/MO: 3 No. HR/MO during sec trading: 0 Describe duties: I serve as a board member and participate in the development. I also am a member of Northeast Arc Investment Committee for its $22 million portfolio. We utilize an outside manager and have no discretion of the portfolio. (2)Name: Essex County Community Foundation Inv rel: Y Add: 500 Cummings Center, Suite 5450, Beverly, MA 01915; Nature: Other Position: Non-Compensated Investment Committee Start date: 05/01/2019; No. HR/MO: 3 No. HR/MO during sec trading: .333 Describe duties: Investment Committee for Essex County Community Foundation that is strictly advisory. I have no access to funds and can only influence decisions.. (3) DHK Financial Advisors. Investment Related - Y. Portsmouth, New Hampshire. Nature: Investment Consultants for Non-profits. Position: Investment Consultant. Start Date: 01/01/2023. HR/MO: 80. HR/MO during securities trading hours: 40. Duties: Provide consulting services to a nonprofit investment committees. Tasks include performance reporting, review of Investment Policy Statement, implementation of recommended trades, and growing the business. (4) Name: John Stone Apartment & John Stone Suite; Address: 36-38 Summer Street, Salem MA 01970; Position: Innkeeper; Start date: 9/2023 to current; Hr/mo dedicated to this business: 10 hours; hr/mo dedicated during trading hours: 0 hours; Describe duties; Making beds and welcoming guests. These two units are available from April through November.

Exams

• S66 Uniform Combined State Law Examination
  2019-08-05

Designations

Other Names

• Dave Henry
• David L Henry
• David Henry