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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-04-05 |
| NH | RA | APPROVED | 2021-04-01 |
Branch Locations
24 S State Street, Concord, NH 03301 • United States
29 Lafayette Rd. Ste. D, North Hampton, NH 03862 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Invest Financial Corporation | Hampton | NH | 08/2007 | 02/2018 |
| Lpl Financial Llc | North Hampton | NH | 02/2018 | 04/2021 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 04/2021 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 04/2021 | Present |
1) PERSONAL FINANCIAL STRATEGIES, 29 LAFAYETTE ROAD, STE D, NORTH HAMPTON, NH, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 03,01,00, INV REL, OWNER, 5 HR/WK- 5/TRADING HR. 2) STRIVER, LLC, PO BOX 2074, HAMPTON, NH, REAL ESTATE RENTAL, LLC, OWNER, 09/14/18, NIR, 5 HR/MO- 0/TRADING HR. 3) PERSONAL FINANCIAL STRATEGIES, 29 LAFAYETTE ROAD, STE D, NORTH HAMPTON, NH, DBA OWNER, 03/01/00, INV REL, 0 HR/WK- 0/TRADING HR. 4) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. 04/01/21 5) SEACOAST VILLAGE CONDO ASSOCIATION / 29 Lafayette Road, North Hampton NH 03862 / 01/01/2022 / NIR / VP OF CONDO ASSOCIATION / 2HR/MO - 0HR/MO TRADING 6) MAKE A WISH FOUNDATION NH, 814 Elm Street, Manchester NH 03101, United States, 12/19/2022, Board Member, Volunteer, NIR, 5 HR/MO - 2 HR/MO TRADING 7) ANNE H MURRAY, 29 Lafayette Road, Suite D, North Hampton NH 03862, United States, 09/11/2025, Notary Public, Notary Public, NIR, 1 HR/MO - 1 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-08-03 |
| S63 | Uniform Securities Agent State Law Examination | 1992-11-04 |
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