Kevin Edward Butler

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2024-02-12
FL	RA	APPROVED	2024-01-08
CA	RA	APPROVED	2024-01-05
NY	RA	APPROVED	2024-01-05
MI	RA	APPROVED	2021-09-27
ME	RA	APPROVED	2021-09-17
OH	RA	APPROVED	2021-09-17
TX	RA	APPROVED_RES	2021-09-17

NJ RA
APPROVED

Since 2024-02-12
FL RA
APPROVED

Since 2024-01-08
CA RA
APPROVED

Since 2024-01-05
NY RA
APPROVED

Since 2024-01-05
MI RA
APPROVED

Since 2021-09-27
ME RA
APPROVED

Since 2021-09-17
OH RA
APPROVED

Since 2021-09-17
TX RA
APPROVED_RES

Since 2021-09-17

Branch Locations

Grosse Pointe, MI • United States

1217 Woodward Avenue 32Nd Floor, Detriot, MI 48226 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch	Detroit	MI	04/2006	Present
Bank Of America,Na	Gross Pointe Park	MI	12/2009	Present
Ubs Financial Services Inc	Detroit	MI	09/2021	Present

04/2006 → Present

Merrill Lynch

Detroit, MI
12/2009 → Present

Bank Of America,Na

Gross Pointe Park, MI
09/2021 → Present

Ubs Financial Services Inc

Detroit, MI

Previous Registrations

2006-04-10 → 2021-09-23

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Bloomfield Hills, MI

Grosse Pointe, MI

Other Businesses

I*131895 For profit or not for profit: Non-Profit Organization Name of outside business organization: Grosse Pointe Theatre Investment related: N Address of business: Grosse Pointe, Michigan 48230 Nature of business: Charitable Organization, Position, title, association: Director, Start date of relationship: 8/1/2020 Number of hours devoted: 4 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: To advise, govern, oversee policy and directions, and assist with the leadership and general promotion of Grosse Pointe Theatre so as to achieve the organization's mission, objectives and programs.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-09-21

S66 Uniform Combined State Law Examination

2005-09-21

View on SEC IAPD