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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-11-01 |
| CT | RA | APPROVED | 2008-11-07 |
| TX | RA | APPROVED | 2008-11-07 |
Branch Locations
600 Washington Blvd 9Th Floor, Stamford, CT 06901 • United States
Miami Beach, FL • United States
Nantucket, MA • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Stamford | CT | 11/2008 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-04-16 |
| S63 | Uniform Securities Agent State Law Examination | 1992-10-15 |
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