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Daniel Joseph Odell

Oppenheimer & Co. Inc.

Florham Park, NJ

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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2007-11-21
  • NJ RA
    APPROVED
    Since 2007-11-21

Branch Locations

200 Park Avenue Suite 150, Florham Park, NJ 07932 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Oppenheimer & Co. Inc. Florham Park NJ 11/2007 Present
Previous Registrations
  • 2003-08-06 → 2007-11-19
    Ameriprise Advisor Services, Inc.
    Paramus, NJ
    Saddlebrook, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-08-02
S63 Uniform Securities Agent State Law Examination 1993-02-11
  • S65 Uniform Investment Adviser Law Examination
    2003-08-02
  • S63 Uniform Securities Agent State Law Examination
    1993-02-11
Other Names
  • Daniel Joseph O'DEll

View on SEC IAPD

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