Timothy Mark Carlson

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
WI	RA	APPROVED	2022-05-18

WI RA
APPROVED

Since 2022-05-18

Branch Locations

860 Cedar St, Baldwin, WI 54002 • United States

444 South Broadway, Menomonie, WI 54751-0160 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Cuna Brokerage Services, Inc.	Waverly	IA	05/2001	Present
Westconsin Credit Union	Menomonie	WI	01/2005	Present
Lpl Financial Llc	Baldwin	WI	05/2022	Present

05/2001 → Present

Cuna Brokerage Services, Inc.

Waverly, IA
01/2005 → Present

Westconsin Credit Union

Menomonie, WI
05/2022 → Present

Lpl Financial Llc

Baldwin, WI

Previous Registrations

2001-05-21 → 2022-05-18

Cuna Brokerage Services, Inc.

Menomonie, WI

River Falls, WI

Menomonie, WI

Baldwin, WI

Barron, WI

Other Businesses

1)05/18/2022 - WESTconsin Investment Advisors-Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business)- Institution Program Manager 2)05/18/2022 - WESTCONSIN CREDIT UNION-Investment Related - At Reported Business Location(s)- Financial Institution Duty- Investment Program Manager- Start Date- 01/2005- 200 Hours Per Month 3)05/18/2022 - No Business Name -Investment Related - Notary- Notary- Start Date- 2001

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2001-12-31
S63	Uniform Securities Agent State Law Examination	1992-11-12

S66 Uniform Combined State Law Examination

2001-12-31
S63 Uniform Securities Agent State Law Examination

1992-11-12

View on SEC IAPD