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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OR | RA | APPROVED | 2023-04-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sunamerica Securities | Phoenix | AZ | 04/2003 | 03/2023 |
| Sagepoint Financial, Inc. | Phoenix | AZ | 01/2009 | 03/2023 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 03/2023 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 03/2023 | Present |
1) SHORTTAIL FARM, Maupin OR 97037, 01/2013, Owner, Farm, NIR, 5 HR/MO - 0 HR/MO TRADING. 2) ANDREW LEWIS-INSURANCE, 503 Deschutes Ave., Maupin OR 97037, 04/2004, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, NIR, 5 HR/MO - 5 HR/MO TRADING. 3) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. SEE EMPLOYMENT FOR START DATE. 4) LAND LEASE, 78451 Walters Rd, Maupin OR 97037, United States, 05/07/2024, Owner, Real Estate, NIR, 0 HR/MO - 0 HR/MO TRADING 5) MAGELLAN HEALTH (MAGELLAN FEDERAL), 78451 Walters Rd. Maupin OR 97037, 02/2026, Financial education for military members, Teaching/Education, NIR, 15 HR/MO, 0 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-11-03 |
| S63 | Uniform Securities Agent State Law Examination | 1992-10-16 |
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