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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-06-11 |
| HI | RA | APPROVED | 2024-11-14 |
Branch Locations
1003 Bishop St 27Th Floor, Honolulu, HI 96813 • United States
Honolulu, HI • United States
15303 Ventura Boulevard Suite 1550, Sherman Oaks, CA 91403 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prudential Insurance Company Of America | Honolulu | HI | 07/2004 | Present |
| Pruco Securities, Llc. | Honolulu | HI | 07/2004 | 11/2024 |
| Lpl Enterprise, Llc | Honolulu | HI | 11/2024 | Present |
1) 10/18/2024 - ACDC Development LLC - Business Owner - Renewable energy - Not INV Related - At Honolulu, HI - Start date 07/01/2012 - 40hrs/mth - 0hrs During Trading 2) 02/04/2025 - Liberty Mutual - Property and Casualty - Licensed to sell P&C and sold to some clients as a service - INV Related - At Honolulu, HI - Start Date - 2hrs/mth - 0hrs During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-05-14 |
| S63 | Uniform Securities Agent State Law Examination | 1993-02-06 |
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