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Deborah Arlene Dehoff

United Capital Financial Advisors

Elkhart, IN

CRD 2284174

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Employer firm

United Capital Financial Advisors CRD 134600

$24.6B regulatory AUM 160 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
United Capital Financial Advisors

125 E John Carpenter Frwy Suite 1300, Irving, TX 75062 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-03-16
IN RA APPROVED 2017-07-05
  • TX RA
    APPROVED
    Since 2021-03-16
  • IN RA
    APPROVED
    Since 2017-07-05

Branch Locations

300 Nibco Parkway Ste 100, Elkhart, IN 46516 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Compass Wealth Advisors, Llc Elkhart IN 02/2004 12/2017
Harbour Investments Inc Madison WI 09/2012 10/2016
United Capital Financial Advisors Irving TX 06/2017 Present
  • 02/2004 → 12/2017
    Compass Wealth Advisors, Llc
    Elkhart, IN
  • 09/2012 → 10/2016
    Harbour Investments Inc
    Madison, WI
  • 06/2017 → Present
    Irving, TX
Previous Registrations
  • 2006-10-13 → 2017-12-31
    Compass Wealth Advisors, Llc
    Elkhart, IN
Other Businesses

I AM AN INSURANCE AGENT, LICENSED FOR LIFE INSURANCE, HEALTH INSURANCE AND/OR ANNUITY LINES OF BUSINESS WITH UNITED CAPITAL RISK MANAGEMENT. I MAY RECEIVE COMPENSATION FROM INSURANCE COMPANIES FOR THE SALES OF INSURANCE PRODUCTS TO CLIENTS OR OTHER INDIVIDUALS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-03-22
S63 Uniform Securities Agent State Law Examination 1992-10-28
  • S65 Uniform Investment Adviser Law Examination
    2005-03-22
  • S63 Uniform Securities Agent State Law Examination
    1992-10-28
Designations
  • Certified Financial Planner
Other Names
  • Deborah Arlene Blough

View on SEC IAPD

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