David Morris Shepherd

Current Employers

Employment History

• 08/2003 → Present
  Shepherd Kaplan Llc
  Boston, MA
• 11/2017 → Present
  Shepherd Kaplan Krochuk Llc
  Boston, MA
• 02/2019 → Present
  Skk Capital Advisors, Llc
  Boston, MA

Other Businesses

Name of Business: Shepherd Kaplan Krochuk LLC, Investment Related: Yes, Address: 125 Summer St - 22nd Floor - Boston MA 02110, Nature Of Business: Asset Management, Position: Managing Member, Start Date: 11/01/2017, Hours per month and during trading hours: 80, Duties: In charge of long-term strategy and operating areas of the firm. Name of Business: SKK CAPITAL ADVISORS, LLC, Investment Related: No (Pending), Address: 125 Summer St - 22nd Floor - Boston MA 02110, Nature Of Business: Broker Dealer (Pending), Position: Managing Member, Start Date: 02/01/2019, Hours per month and during trading hours: 1, Duties: Overseeing (Pending) Broker Dealer application. Board Member of Etiometry, Inc, Investment Related: No, Address: 280 Summer St fl 4, Boston, MA 02210, Nature of Business: Biotech Software company, Position: Board Member, Start Date: 07/01/2018. Hours per month devoted and devoted during trading hours: 4, Duties: Participate on the establishment of policies for corporate management and provide oversight, and participate of the decision making process on major company issues. Board Member of Cristcot, LLC, Investment Related: No, Address: 9 Damonmill Square, Suite 4A, Concord, MA 01742, Nature of Business: Global Life Sciences Company, Position: Board Member, Start Date: 01/01/2019. Hours per month devoted and devoted during trading hours: 4, Duties: Participate on the establishment of policies for corporate management and provide oversight, and participate of the decision making process on major company issues.

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-02-05
• S63 Uniform Securities Agent State Law Examination
  1992-10-08

Other Names

• David M Shepherd