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6330 Sprint Parkway, Suite 400, Overland Park, KS 66211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2021-09-02 |
Branch Locations
6330 Sprint Parkway, Suite 400, Overland Park, KS 66211 • United States
5710 Wooster Pike Ste 208, Cincinnati, OH 45227 • United States
6330 Sprint Parkway, Suite 400, Overland Park, KS 66211 • USA
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Advisors, Llc | Denver | CO | 01/2013 | 09/2021 |
| Client One Securities, Llc | Leawood | KS | 09/2021 | Present |
(1) LIFETIME FINANCIAL PLANNING; INVESTMENT-RELATED; 5710 WOOSTER PIKE, STE 208, CINCINNATI, OH 45227; LIFE AND DISABILITY INSURANCE; AGENT; BEGAN JAN 1996; APPROXIMATELY 80 HOURS PER MONTH, WITH 80 HOURS PER MONTH DURING SECURITIES TRADING HOURS; SALES AND SERVICE. (2) BTL HOLDINGS; INVESTMENT-RELATED; 4202 LIGHTHOUSE LN, WEST CHESTER, OH 45069; RESIDENTIAL REAL ESTATE; OWNER; BEGAN NOV 2020; APPROXIMATELY 4 HOURS PER MONTH, WITH 0 HOURS PER MONTH DURING SECURITIES TRADING HOURS; BUY, RENOVATE AND SELL RESIDENTIAL PROPERTIES. (3) BYRON LARKIN; NOT INVESTMENT-RELATED; 4202 LIGHTHOUSE LN, WEST CHESTER, OH 45069; RADIO BROADCAST OF COLLEGE BASKETBALL GAMES; BROADCASTER; BEGAN JAN 1996; APPROXIMATELY 8 HOURS PER MONTH, WITH 0 HOURS PER MONTH DURING SECURITIES TRADING HOURS; BROADCAST COLLEGE BASKETBALL GAMES FOR XAVIER UNIVERSITY. (4) 3 B Lighthouse Holdings, LLC; not investment-related; 4252 Lighthouse Lane, West Chester, OH 45069; Owner/Partner-Rental properties; began: 01/2022; approximately 2 hours per month, with 0 hours per month during securities trading hours; buy and sell residential real estate
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1999-06-10 |
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