Robert John Guldner

Current Employers

Employment History

• 10/2008 → 04/2021
  Royal Alliance Associates, Inc.
  New York, NY
• 04/2021 → 06/2023
  Cadaret, Grant & Co., Inc.
  Syracuse, NY
• 06/2023 → Present
  Steward Partners Investment Solutions, Llc
  New York, NY
• 06/2023 → Present
  Steward Partners Investment Advisory Llc
  New York, NY

Previous Registrations

• 2021-04-23 → 2023-07-20
  Cadaret, Grant & Co., Inc.
  Syracuse, NY
  Syracuse, NY
  Syracuse, NY
• 2021-04-20 → 2023-07-20
  Western International Securities, Inc.
  Pasadena, CA
  Syracuse, NY
• 2021-04-20 → 2023-07-20
  Cuso Financial Services, L.P.
  San Diego, CA
  Syracuse, NY
• 2021-04-20 → 2023-07-20
  Next Financial Group, Inc.
  Houston, TX
  Syracuse, NY
• 2021-04-20 → 2023-07-20
  Sorrento Pacific Financial, Llc
  San Diego, CA
  Syracuse, NY
• 2014-10-30 → 2021-04-23
  Vision2020 Wealth Management Corp.
  Scottsdale, AZ
• 2020-10-05 → 2021-04-09
  Securities America Advisors, Inc.
  La Vista, NE
• 2020-10-05 → 2021-04-09
  Arbor Point Advisors
  Lavista, NE
• 2014-10-08 → 2021-04-06
  Woodbury Financial Services, Inc.
  Oakdale, MN
• 2014-10-08 → 2021-04-06
  Fsc Securities Corporation
  Atlanta, GA
• 2010-02-17 → 2021-04-06
  Osaic Wealth, Inc.
  New York, NY
  Scottsdale, AZ
  Scottsdale, AZ
• 2014-10-08 → 2021-04-06
  Osaic Services, Inc.
  Scottsdale, AZ
• 2007-12-12 → 2008-08-14
  Harrisdirect Llc
  Arlington, VA

Other Businesses

1) Pepper Co, LLC; Consulting and Online Sales; Eastchester, NY; Consulting Services, Co-Owner; 07/15/2023; 0-4 Hrs/mo during non-business hours, not investment related.

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-10-20
• S63 Uniform Securities Agent State Law Examination
  1993-11-03

Other Names

• Rob Guldner