Rocco Anthony Difranco

Employer firm

U.s. Bancorp Advisors, LLC CRD 14455

$1.80B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2012 → 05/2019
  J.P. Morgan Securities Llc
  Hoffman Estates, IL
• 06/2019 → 02/2026
  U.S. Bancorp Investments, Inc.
  Lisle, IL
• 02/2026 → Present
  U.S. Bancorp Advisors, Llc
  Naperville, IL

Previous Registrations

• 2019-06-17 → 2026-02-13
  U.S. Bancorp Investments, Inc.
  Saint Paul, MN
  Schaumburg, IL
  Buffalo Grove, IL
  Lisle, IL
  Plainfield, IL
  Aurora, IL
  Wilmington, IL
  Naperville, IL
  Naperville, IL
  Buffalo Grove, IL
• 2012-10-01 → 2019-05-09
  J.P. Morgan Securities Llc
  Hoffman Estates, IL
  Schaumburg, IL
  Schaumburg, IL
  Hoffman Estates, IL
• 2007-07-26 → 2012-10-01
  Chase Investment Services Corp.
  Hoffman Estates, IL
  Hoffman Estates, IL

Exams

• S66 Uniform Combined State Law Examination
  2007-07-23
• S63 Uniform Securities Agent State Law Examination
  1999-02-02

Other Names

• Rocco Difranco