Rocco Anthony Difranco

Current Employers

U.S. Bancorp Advisors, Llc

60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2026-02-13
TX	RA	APPROVED_RES	2026-02-13

IL RA
APPROVED

Since 2026-02-13
TX RA
APPROVED_RES

Since 2026-02-13

Branch Locations

1230 S Naper Blvd, Naperville, IL 60540 • United States

1026 Ogden Ave, Lisle, IL 60532 • United States

808 N Route 59, Aurora, IL 60504 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
J.P. Morgan Securities Llc	Hoffman Estates	IL	10/2012	05/2019
U.S. Bancorp Investments, Inc.	Lisle	IL	06/2019	02/2026
U.S. Bancorp Advisors, Llc	Naperville	IL	02/2026	Present

10/2012 → 05/2019

J.P. Morgan Securities Llc

Hoffman Estates, IL
06/2019 → 02/2026

U.S. Bancorp Investments, Inc.

Lisle, IL
02/2026 → Present

U.S. Bancorp Advisors, Llc

Naperville, IL

Previous Registrations

2019-06-17 → 2026-02-13

U.S. Bancorp Investments, Inc.

Saint Paul, MN

Schaumburg, IL

Buffalo Grove, IL

Lisle, IL

Plainfield, IL

Aurora, IL

Wilmington, IL

Naperville, IL

Naperville, IL

Buffalo Grove, IL
2012-10-01 → 2019-05-09

J.P. Morgan Securities Llc

Hoffman Estates, IL

Schaumburg, IL

Schaumburg, IL

Hoffman Estates, IL
2007-07-26 → 2012-10-01

Chase Investment Services Corp.

Hoffman Estates, IL

Hoffman Estates, IL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-07-23
S63	Uniform Securities Agent State Law Examination	1999-02-02

S66 Uniform Combined State Law Examination

2007-07-23
S63 Uniform Securities Agent State Law Examination

1999-02-02

Other Names

Rocco Difranco

View on SEC IAPD