Jeffrey Brett Miller

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/1992 → 01/2024
  Woodbury Financial Services, Inc.
  Diamond Bar, CA
• 01/2024 → Present
  Osaic Wealth, Inc.
  Costa Mesa, CA

Previous Registrations

• 1999-04-08 → 2024-01-19
  Woodbury Financial Services, Inc.
  Costa Mesa, CA
  Diamond Bar, CA

Other Businesses

1) J. BRETT MILLER LAW POSITION: Attorney NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 0 START DATE: 03/03/2014 ADDRESS: 3070 Bristol St, 500, Costa Mesa CA 92626, United States DESCRIPTION: Estate Planning (wills, trusts, powers of attorney); probate; business planning (set-up, contract review) 2) LANDMARK CAPITAL WEALTH LLC POSITION: managing partner NATURE: LLC- used to pay bills for the office INVESTMENT RELATED: Yes NUMBER OF HOURS: 7 SECURITIES TRADING HOURS: 7 START DATE: 07/01/2013 ADDRESS: 3070 Bristol St, STE 500, Costa Mesa CA 92626, United States DESCRIPTION: Pay the bills for the office, general office administration, potential traditional and fixed insurance sales 3) ANDMARK CASUALTY INSURANCE POSITION: SALES NATURE: GENERAL INSURANCE SALES: TERM, PROPERTY & CASUALTY, DISABILITY INVESTMENT RELATED: NO NUMBER OF HOURS: 3 INVESTMENT RELATED HOURS: 0 START DATE: 07/02/2012 ADDRESS: 3070 BRISTOL ST, STE 500, COSTA MESA CA 92626 DESCRIPTION: GENERAL/FIXED INSURANCE SALES 4) J. BRETT MILLER POSITION: Notary NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/15/1999 ADDRESS: 3070 Bristol St., Ste. 500, Costa Mesa CA 92626, United States DESCRIPTION: Got a California Notary many years ago as an extra form of service to my clients. For the first time in a compliance audit I was told I need to register this as an outside business activity even though I have never charged a dime. Further to get rid of it is more difficult than just renewing every 4 years. 5) NOTARY POSITION: Notary NATURE: Notarizing documents. Got the license many years ago and it's easier and less expensive to renew it every 4 years than it is to terminate INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 11/15/2004 ADDRESS: 3070 Bristol St, Ste 500, Costa Mesa CA 92626, United States DESCRIPTION: Notarize documents and acknowledgments 6) TRUSTEE OF THE CARMEN L BROWN TRUST POSITION: Trustee NATURE: Grandmother's trust that I have been a trustee on since about 1997; was originally approved in the old Fortis/Harford days.Trust is now irrevocable and there is a small Hartford mutual fund account for the benefit of a cousin that can't receive the proceeds until she is 30 years old. INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 03/03/1997 ADDRESS: 11 Long View Rd, Trabuco Canyon CA 92679, United States DESCRIPTION: Doing the tax return on the trust annually. 7) J. BRETT MILLER POSITION: General & Fixed Insurance NATURE: Sole Proprietorship- insurance agent INVESTMENT RELATED: Yes NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 10 START DATE: 11/15/1999 ADDRESS: 3070 Bristol St., Ste. 500, Costa Mesa CA 92626, United States DESCRIPTION: Fixed and general Insurance Sales- life, disability, long-term care.

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-07-06
• S63 Uniform Securities Agent State Law Examination
  1992-10-09

Designations

• Certified Financial Planner

Other Names

• J Brett Miller