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William Thomas Higgins

Ameriprise Financial Services, LLC

De Pere, WI

Oneida, WI

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 1992-12-07
  • WI RA
    APPROVED
    Since 1992-12-07

Branch Locations

721 Main Ave, De Pere, WI 54115 • United States

Oneida, WI • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. De Pere WI 09/2005 03/2020
Ameriprise Financial Services, Llc De Pere WI 03/2020 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-10-09
  • S63 Uniform Securities Agent State Law Examination
    1992-10-09

View on SEC IAPD

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