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8530 Shepherdstown Pike, Shepherdstown, WV 25443 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WV | RA | APPROVED | 2022-04-01 |
| TX | RA | APPROVED | 2022-03-31 |
Branch Locations
8530 Shepherdstown Pike, Shepherdstown, WV 25443 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| United Capital Financial Advisers, Llc | Newport Beach | CA | 04/2016 | 03/2022 |
| Hoxton Planning & Management, Llc | Shepherdstown | WV | 03/2022 | Present |
1. HOXTON CENTER, LLC; NON-INVESTMENT RELATED; LOCATED AT 8530 SHEPHERDSTOWN PIKE, SHEPHERDSTOWN, WV 25443; OWNER OF OFFICE BUILDING (8530 SHEPHERDSTOWN PIKE); I AM A MEMBER OF THE LLC; ENGAGED IN THIS ACTIVITY SINCE 2010; ROLE IS ACTING AS LANDLORD; 2HRS PER MONTH, NONE DURING TRADING HOURS. 2. STARTING AUGUST 2017, I AM A MINOR SHAREHOLDER OF HENRY FUNERAL HOME, INC (1030 WEST BEVERLY STREET, STAUNTON, VA 24401). MY DUTIES INCLUDE SERVING ON THE BOARD OF DIRECTORS AND ASSISTING IN SETTING BUSINESS PLANS. I DEVOTE APPROXIMATELY FOUR HOURS A MONTH TO THIS ACTIVITY, ALL OF WHICH ARE DURING OPEN MARKET HOURS. 3. CO-AUTHOR WITH JULIA CONNELL (8530 SHEPHERDSTOWN PIKE, SHEPHERDSTOWN, WV 25443). THIS BOOK COVERS FINANCIAL PLANNING. MY DUTIES ARE TO WRITE AND PROMOTE THE BOOK. APPROXIMATELY FIVE HOURS PER MONTH ARE DEVOTED TO THIS ACTIVITY DURING MARKET HOURS. 4. BOARD MEMBER OF JEFFERSON SECURITY BANK (105 EAST WASHINGTON STREET, SHEPHERDSTOWN, WV 25443). I OVERSEE THE EXECUTIVE TEAM AND MANAGEMENT OF THE BANK. APPROXIMATELY SEVEN HOURS PER MONTH ARE DEVOTED TO THIS ACTIVITY DURING MARKET HOURS. 5. LICENSED INSURANCE AGENT AT VARIOUS INSURANCE AGENCIES. I SELL VARIOUS INSURANCE SUCH AS LIFE, DISABILITY, LONG TERM CARE AND FIXED ANNUITIES. APPROXIMATELY TWO HOURS PER MONTH ARE DEVOTED TO THIS ACTIVITY DURING MARKET HOURS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-04-21 |
| S63 | Uniform Securities Agent State Law Examination | 1992-10-29 |
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