Norman David Eccarius

Employer firm

Horter Investment Management, LLC CRD 119880

$314M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Periodicals / newsletters
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2008 → 02/2017
  National Planning Corporation
  St. Peters, MO
• 12/2021 → 12/2025
  Ae Wealth Management, Llc
  Topeka, KS
• 08/2018 → 06/2024
  Asset Protection Strategies
  Chesterfield, MO
• 05/2017 → 08/2020
  Center Street Advisors
  Nashville, TN
• 09/2024 → Present
  Eccarius Financial
  Saint Charles, MO
• 01/2026 → Present
  Horter Investment Management, Llc
  Cincinnati, OH

Previous Registrations

• 2023-11-13 → 2026-01-02
  Ae Wealth Management, Llc
  Chesterfield, MO
  St Louis, MO
  Saint Charles, MO
• 2017-06-07 → 2020-08-20
  Center Street Advisors, Inc.
  St. Peters, MO
  Nashville, TN
  Chesterfield, MO
• 2008-11-13 → 2017-02-09
  National Planning Corporation
  Glastonbury, CT
  St. Peters, MO
  Columbia, MO
• 1999-08-23 → 2008-10-20
  C. P. S. Advisors, Inc.
  St. Louis, MO

Other Businesses

Eccarius Financial; Yes, Investment Related; 2604 Heritage Landing, Saint Charles MO 63303; Insurance Sales; Insurance Agent; Start Date 092024; Approx. 120 hours a month; Approx. 120 hours during trading; Insurance Sales and Services.

Exams

• S65 Uniform Investment Adviser Law Examination
  2023-08-28
• S63 Uniform Securities Agent State Law Examination
  1993-04-06

Other Names

• David Eccarius
• Dave Eccarius
• N. David Eccarius