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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-01-04
SC RA APPROVED 2014-04-29
  • TX RA
    APPROVED_RES
    Since 2022-01-04
  • SC RA
    APPROVED
    Since 2014-04-29

Branch Locations

259 Seven Farms Dr Ste 200, Daniel Island, SC 29492 • United States

North Charleston, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Daniel Island SC 07/2009 03/2020
Ameriprise Financial Services, Llc Daniel Island SC 03/2020 Present
Other Businesses

Business Ownership; Lala Loves You, LLC; Owner; Retail; 5015 W Liberty Park Circle, , N Charleston, SC, 29405; Not Investment-Related; 02/13/2026; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-02-20
  • S66 Uniform Combined State Law Examination
    2006-02-20
Other Names
  • Alexis Stephanie Alma Woloszyn
  • Tucker Stephanie Alma Alexis

View on SEC IAPD

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