Best Investors Account Sign in
Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-01-04
SC RA APPROVED 2014-04-29
  • TX RA
    APPROVED_RES
    Since 2022-01-04
  • SC RA
    APPROVED
    Since 2014-04-29

Branch Locations

259 Seven Farms Dr Ste 200, Daniel Island, SC 29492 • United States

North Charleston, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Daniel Island SC 07/2009 03/2020
Ameriprise Financial Services, Llc Daniel Island SC 03/2020 Present
Other Businesses

Business Ownership; Lala Loves You, LLC; Owner; Retail; 5015 W Liberty Park Circle, , N Charleston, SC, 29405; Not Investment-Related; 02/13/2026; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-02-20
  • S66 Uniform Combined State Law Examination
    2006-02-20
Other Names
  • Alexis Stephanie Alma Woloszyn
  • Tucker Stephanie Alma Alexis

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Daniel Island, SC

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor