Nestor J Vicknair

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/1992 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Houston, TX
• 05/2011 → Present
  Bank Of America, N.A.
  Houston, TX

Other Businesses

NON-PROFIT ORGANIZATION - VICKNAIR FAMILY TRUST- HOUSTON, TX -77024- INV RELATED - 1QUART - 7/28/1997 TRUSTEE-MY SISTER AMD I ARE TRUSTEES FOR AN ILIT SET UP BY MY FATHER. FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: WHISKEY ROCK INVESTMENT RELATED: Y ADDRESS OF BUSINESS: HOUSTON, TEXAS 77024 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: LIMITED PARTNER, START DATE OF RELATIONSHIP: 12/1/2013 NUMBER OF HOURS DEVOTED: 1 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: LLC TO HOLD PROPERTY JOINTLY OWNED BY MY WIFE AND FATHER INLAW. THERE WILLL NOT BE A BUSINESS ACTIVITY ASS. WITH THIS ACCOUNT I*38878 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: VICKNAIR MAST TAYLOR & ASSOC INVESTMENT RELATED: N ADDRESS OF BUSINESS: HOUSTON, TEXAS 77010 NATURE OF BUSINESS: OTHER,NO STRUCTURE ITS A TEAM OF FA'S POSITION, TITLE, ASSOCIATION: PARTICIPANT, START DATE OF RELATIONSHIP: 11/19/2003 NUMBER OF HOURS DEVOTED: 2 HOUR(S) QUARTERLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MONEY FOR BUSINESS EXPENSES I*106010 For profit or not for profit: For-Profit Organization Name of outside business organization: MCV Properties LP Investment related: N Address of business: Houston, Texas 77024 Nature of business: Limited Partnership, Position, title, association: General Partner, Start date of relationship: 5/10/2017 Number of hours devoted: 2 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: LP organized to invest in real estate for myself / will buy - refurbish - and sell real estate - typically residential I*112321 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: 112 D ST INVESTMENT RELATED: N ADDRESS OF BUSINESS: DURHAM, NORTH CAROLINA 27701 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: OTHER, INVESTOR START DATE OF RELATIONSHIP: 2/19/2018 NUMBER OF HOURS DEVOTED: 2 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: THE PROPOSED LLC WILL PURCHASE A COMMERCIAL PROPERTY CALLED PEABODY PLACE. THE PLAN IS TO UPGRADE THE PROPERTY RAISE THE RENT RATES AND SELL THE PROPERTY IN 3-5 YEARS. I AM AN INVESTOR ONLY AND WILL NOT HAVE A ROLL OT TITLE IN THE PARTNERSHIP. I*112322 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: MCV II INVESTMENT RELATED: N ADDRESS OF BUSINESS: HOUSTON, TEXAS 77024 NATURE OF BUSINESS: LIMITED PARTNERSHIP, POSITION, TITLE, ASSOCIATION: GENERAL PARTNER, START DATE OF RELATIONSHIP: 2/19/2018 NUMBER OF HOURS DEVOTED: 2 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MCV II LLC IS A PASS THROUGH LLC FOR REAL ESTATE INVESTING I*120823 For profit or not for profit: For-Profit Organization Name of outside business organization: MCV Cardinal Hill LLC Investment related: Y Address of business: Houston, Texas 77024 Nature of business: LLC, Position, title, association: Family Held, Start date of relationship: 2/8/2019 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Pass through LLC to purchase and manage family real estate acreage I*121534 Non-Profit Organization Vicknair K Team N Houston, Texas 77010 Other,FA Team Business account Officer, 3/12/2019 1 hour(s) Monthly 0 FA Team Business Expenses Account I*135667 For profit or not for profit: For-Profit Organization Name of outside business organization: llc Investment related: N Address of business: houston, Texas 77024 Nature of business: LLC, Position, title, association: Family Held, Start date of relationship: 1/27/2021 Number of hours devoted: 0 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: personal real estate development for sale

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-01-17
• S63 Uniform Securities Agent State Law Examination
  1992-11-12

Other Names

• Nestor Vicknair
• Nestor Joseph Vicknair