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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2019-09-17 |
| TX | RA | APPROVED_RES | 2019-09-17 |
Branch Locations
5520 Wellesley St Ste 206, La Mesa, CA 91942-4443 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network Llc | La Mesa | CA | 05/2009 | 09/2019 |
| Lpl Financial, Llc | La Mesa | CA | 09/2019 | Present |
1) 05/02/2008 - MORSE WEALTH MANAGEMENT , LLC/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 100%/ LA MESA, CA
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-05-24 |
| S63 | Uniform Securities Agent State Law Examination | 1992-12-14 |
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