Sean Caywood

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2009 → 07/2025
  Next Financial Group Inc
  Grafton, OH
• 07/2025 → Present
  Lpl Financial Llc
  Grafton, OH

Previous Registrations

• 2009-07-29 → 2025-07-10
  Next Financial Group, Inc.
  Grafton, OH
  Houston, TX
• 2006-05-08 → 2009-08-04
  Lpl Financial Llc
  Amherst, OH
  Middleburg Hts, OH
• 2006-04-13 → 2006-05-19
  Next Financial Group, Inc.
  Grafton, OH

Other Businesses

1. 07/2025 - Heritage Financial - Non-Variable Insurance - Grafton, OH - INV REL - Start Date 07/12/2025 - 10hrs/mth | 0hrs during trading 2. 07/2025 - Heritage Financial - DBA for LPL Business (entity for LPL business) - Grafton, OH - INV REL - Start Date 07/12/2025 - 160hrs/mth | 160hrs during trading 3. 07/2025 - Caywood Financial - DBA for LPL Business (entity for LPL business) - Grafton, OH - INV REL - Start Date 06/18/2025 - 160hrs/mth | 160hrs during trading

Exams

• S63 Uniform Securities Agent State Law Examination
  2002-06-05

Other Names

• Y Sean York
• Sean Caywood
• York Sean Caywood