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Patrick Leo Hassna

Stifel, Nicolaus & Company, Incorporated

Roseville, CA

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-06-21
CA RA APPROVED 2007-09-21
  • TX RA
    APPROVED_RES
    Since 2023-06-21
  • CA RA
    APPROVED
    Since 2007-09-21

Branch Locations

1420 Rocky Ridge Drive, Roseville, CA 95661 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Company, Incorporated Roseville CA 09/2007 Present
Previous Registrations
  • 1997-07-08 → 2007-09-26
    A. G. Edwards & Sons, Inc.
    Roseville, CA
    Roseville, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-01-05
S63 Uniform Securities Agent State Law Examination 1992-12-17
  • S66 Uniform Combined State Law Examination
    2009-01-05
  • S63 Uniform Securities Agent State Law Examination
    1992-12-17
Other Names
  • Pat Hassna

View on SEC IAPD

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