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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-12-01 |
Branch Locations
2600 N Central Expy Ste 700, Richardson, TX 75080-2063 • United States
Garland, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nash Signs N Designs | Mesquite | TX | 03/2015 | 12/2021 |
| Oasis Church | Rowlett | TX | 01/2016 | 08/2019 |
| Unemployed | N/A | TX | 09/2019 | 12/2019 |
| Strategic Wealth Management | Addison | TX | 12/2019 | 03/2020 |
| Unemployed | N/A | TX | 03/2020 | 10/2020 |
| Lpl Financial Llc | Fort Mill | SC | 11/2020 | 12/2021 |
| American National Bank Of Texas | Rockwall | TX | 11/2020 | 12/2021 |
| Ameriprise Financial Services, Llc | Rowlett | TX | 12/2021 | Present |
Business Ownership; Prosper Testing Centers, LLC; Co-owner; Retail; 1709 Lombard St, , Garland, TX, 75043; Not Investment-Related; 08/01/2025; 0 hours per month; 0 during trading hours / Prosper Foundation for Professional Development; Owner; Not for Profit Organization; 1709 Lombard St, , Garland, TX, 75043; Not Investment-Related; 05/25/2025; 1 to 9 hours per month; 0 during trading hours. Board of Directors; The Board of Directors for the Prosper Foundation for Professional Development; President; 1709 Lombard St, , Garland, TX, 75043; Not Investment-Related; 08/01/2025; 1 to 9 hours per month; 0 during trading hours. Outside Employment; American National Bank of Texsas; Operations Supervisor - ANBTX Investment Services; Operations Manager for ANBTX Investment Services; 2600 North Central Expressway, Suite 700, Richardson, TX, 75088; Investment-Related; 11/30/2020; 40 to 59 hours per month; 40 to 59 during trading hours. Other Business Activities; Author; I have written work that is being published. It is religious in nature. I could receive proceeds from the sale of the publications.; 1709 Lombard St, , Garland, TX, 75043; Not Investment-Related; 10/06/2023; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-05-11 |
| S65 | Uniform Investment Adviser Law Examination | 2007-12-18 |
| S63 | Uniform Securities Agent State Law Examination | 2005-09-20 |
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