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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-12-01
  • TX RA
    APPROVED
    Since 2021-12-01

Branch Locations

2600 N Central Expy Ste 700, Richardson, TX 75080-2063 • United States

Garland, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nash Signs N Designs Mesquite TX 03/2015 12/2021
Oasis Church Rowlett TX 01/2016 08/2019
Unemployed N/A TX 09/2019 12/2019
Strategic Wealth Management Addison TX 12/2019 03/2020
Unemployed N/A TX 03/2020 10/2020
Lpl Financial Llc Fort Mill SC 11/2020 12/2021
American National Bank Of Texas Rockwall TX 11/2020 12/2021
Ameriprise Financial Services, Llc Rowlett TX 12/2021 Present
  • 03/2015 → 12/2021
    Nash Signs N Designs
    Mesquite, TX
  • 01/2016 → 08/2019
    Oasis Church
    Rowlett, TX
  • 09/2019 → 12/2019
    Unemployed
    N/A, TX
  • 12/2019 → 03/2020
    Strategic Wealth Management
    Addison, TX
  • 03/2020 → 10/2020
    Unemployed
    N/A, TX
  • 11/2020 → 12/2021
    Fort Mill, SC
  • 11/2020 → 12/2021
    American National Bank Of Texas
    Rockwall, TX
  • 12/2021 → Present
    Rowlett, TX
Previous Registrations
  • 2021-05-20 → 2021-12-03
    Rockwall, TX
  • 2012-10-01 → 2016-01-13
    Garland, TX
    Rowlett, TX
    Rockwall, TX
  • 2007-12-21 → 2012-10-01
    Chase Investment Services Corp.
    Richardson, TX
    Garland, TX
    Garland, TX
    Dallas, TX
    Garland, TX
    Garland, TX
    Chicago, IL
Other Businesses

Business Ownership; Prosper Testing Centers, LLC; Co-owner; Retail; 1709 Lombard St, , Garland, TX, 75043; Not Investment-Related; 08/01/2025; 0 hours per month; 0 during trading hours / Prosper Foundation for Professional Development; Owner; Not for Profit Organization; 1709 Lombard St, , Garland, TX, 75043; Not Investment-Related; 05/25/2025; 1 to 9 hours per month; 0 during trading hours. Board of Directors; The Board of Directors for the Prosper Foundation for Professional Development; President; 1709 Lombard St, , Garland, TX, 75043; Not Investment-Related; 08/01/2025; 1 to 9 hours per month; 0 during trading hours. Outside Employment; American National Bank of Texsas; Operations Supervisor - ANBTX Investment Services; Operations Manager for ANBTX Investment Services; 2600 North Central Expressway, Suite 700, Richardson, TX, 75088; Investment-Related; 11/30/2020; 40 to 59 hours per month; 40 to 59 during trading hours. Other Business Activities; Author; I have written work that is being published. It is religious in nature. I could receive proceeds from the sale of the publications.; 1709 Lombard St, , Garland, TX, 75043; Not Investment-Related; 10/06/2023; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-05-11
S65 Uniform Investment Adviser Law Examination 2007-12-18
S63 Uniform Securities Agent State Law Examination 2005-09-20
  • S66 Uniform Combined State Law Examination
    2021-05-11
  • S65 Uniform Investment Adviser Law Examination
    2007-12-18
  • S63 Uniform Securities Agent State Law Examination
    2005-09-20
Other Names
  • Corina Michelle Meza
  • Corina M Nash
  • Corina Michelle Nash

View on SEC IAPD

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