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Patricia Jeannine Tippins

Stifel, Nicolaus & Company, Incorporated

Dallas, TX

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-06-30
  • TX RA
    APPROVED
    Since 2017-06-30

Branch Locations

2850 North Harwood 18Th Floor & 17Th Floor, Dallas, TX 75201 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Dallas TX 05/2009 11/2016
Wells Fargo Clearing Services, Llc Dallas TX 11/2016 06/2017
Stifel Nicolaus & Co Inc Dallas TX 06/2017 Present
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Dallas, TX
  • 11/2016 → 06/2017
    Wells Fargo Clearing Services, Llc
    Dallas, TX
  • 06/2017 → Present
    Stifel Nicolaus & Co Inc
    Dallas, TX
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-01-11
S63 Uniform Securities Agent State Law Examination 1992-12-04
  • S65 Uniform Investment Adviser Law Examination
    1993-01-11
  • S63 Uniform Securities Agent State Law Examination
    1992-12-04
Other Names
  • Jeanine Tippins
  • Jeannine Tippins

View on SEC IAPD

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