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David Matthew Altshuler

Wells Fargo Clearing Services, LLC

Henderson, NV

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2025-12-03
CA RA APPROVED 2003-07-01
  • NV RA
    APPROVED
    Since 2025-12-03
  • CA RA
    APPROVED
    Since 2003-07-01

Branch Locations

2461 Hampton Rd, Henderson, NV 89052 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Newport Beach CA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Newport Beach CA 11/2016 Present
Previous Registrations
  • 1998-03-27 → 2003-07-01
    Prudential Equity Group, Llc
    Long Beach, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-04-12
S63 Uniform Securities Agent State Law Examination 1992-10-07
  • S65 Uniform Investment Adviser Law Examination
    2000-04-12
  • S63 Uniform Securities Agent State Law Examination
    1992-10-07
Other Names
  • David M Altshuler

View on SEC IAPD

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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · HENDERSON, NV
WELLS FARGO CLEARING SERVICES, LLC · HENDERSON, NV
FOUNDATIONS INVESTMENT ADVISORS LLC · HENDERSON, NV
THE WEALTH CONSULTING GROUP · Henderson, NV
THRIVE WISE WEALTH · HENDERSON, NV
CHARLES SCHWAB & CO., INC. · Henderson, NV

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