Brendan Scott Coleman

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2015 → 03/2018
  Windhaven Investment Management, Inc.
  Boston, MA
• 01/2018 → 03/2022
  Charles Schwab Investment Advisory, Inc.
  Boston, MA
• 01/2020 → Present
  Charles Schwab & Co., Inc.
  Quincy, MA

Previous Registrations

• 2022-01-10 → 2022-03-14
  Charles Schwab & Co., Inc.
  Boston, MA
• 2018-02-27 → 2022-03-14
  Charles Schwab Investment Advisory, Inc.
  Boston, MA
  San Francisco, CA
• 2016-11-23 → 2018-03-30
  Thomaspartners, Inc.
  Boston, MA
  Boston, MA
• 2015-08-18 → 2018-03-30
  Windhaven Investment Management, Inc.
  Boston, MA
• 2013-03-26 → 2014-05-08
  Amundi Pioneer Institutional Asset Management, Inc.
  Boston, MA
• 2008-05-05 → 2009-01-12
  Blackrock Financial Management, Inc
  New York, NY

Exams

• S63 Uniform Securities Agent State Law Examination
  2020-05-27
• S65 Uniform Investment Adviser Law Examination
  2008-04-28

Other Names

• Bredan S Coleman