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Janney Montgomery Scott LLC CRD 463
$110B regulatory AUM 1,031 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1717 Arch Street, Philadelphia, PA 19103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-09-10 |
| NY | RA | APPROVED | 2021-06-29 |
| NJ | RA | APPROVED | 2017-08-22 |
Branch Locations
395 N. Service Road Suite 411, Melville, NY 11747 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley & Co. Inc | Melville | NY | 06/2008 | 08/2017 |
| Morgan Stanley Smith Barney | Melville | NY | 06/2009 | 08/2017 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 08/2017 |
| Janney Montgomery Scott, Llc | Garden City | NY | 08/2017 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-06-24 |
| S63 | Uniform Securities Agent State Law Examination | 1996-01-19 |
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