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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-04-15 |
| AL | RA | APPROVED | 2014-02-18 |
Branch Locations
740 Shades Creek Parkway, Birmingham, AL 35209 • United States
Gardendale, AL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Inc. | Birmingham | AL | 07/1993 | Present |
| Morgan Stanley Smith Barney | Birmingham | AL | 06/2009 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-02-18 |
| S63 | Uniform Securities Agent State Law Examination | 1996-12-02 |
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