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5420 West 61St Place, Mission, KS 66205-3084 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 1994-07-28 |
Branch Locations
5420 West 61St Place, Shawnee Mission, KS 66205 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kornitzer Capital Management, Inc. | Shawnee Mission | KS | 01/1992 | Present |
PRESIDENT, BUFFALO FUNDS 5420 WEST 61ST PLACE SHAWNEE MISSION, KS 66205 THE BUFFALO FUNDS ARE A SERIES OF MUTUAL FUNDS AND ARE THEREFORE INVESTMENT-RELATED BUSINESS. AS PRESIDENT OF THE BUFFALO FUNDS, MR. GASAWAY ACTS AS THE EXECUTIVE OFFICER OF THE INVESTMENT COMPANY. HE HAS BEEN ASSOCIATED WITH EACH OF THE FOLLOWING FUNDS FOR THE TIME PERIODS SPECIFIED: BUFFALO FLEXIBLE INCOME FUND, 08/1994 TO PRESENT; BUFFALO LARGE CAP FUND, BUFFALO HIGH YIELD FUND, BUFFALO GROWTH FUND, 05/1995 TO PRESENT; BUFFALO SMALL CAP FUND, 04/1998 TO PRESENT; BUFFALO SCIENCE & TECHNOLOGY FUND, 04/2001 TO PRESENT; BUFFALO MID CAP FUND, 12/2001 TO PRESENT; BUFFALO MICRO CAP FUND, 05/2004 TO PRESENT; BUFFALO CHINA FUND, 12/2006 TO PRESENT; BUFFALO INTERNATIONAL FUND, 12/2007 TO PRESENT. THE NUMBER OF HOURS DEVOTED PER MONTH AND DURING SECURITIES TRADING HOURS ARE NEARLY IMPOSSIBLE TO DELINEATE BECAUSE THEY ARE SO CLOSELY-RELATED TO HIS WORK WITH KORNITZER CAPITAL MANAGEMENT.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-09-17 |
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