Kenneth Lee Knopf

Current Employers

Valic Financial Advisors, Inc.

2919 Allen Pkwy, Houston, TX 77019 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2024-01-10
MD	RA	APPROVED	2023-01-23
AL	RA	APPROVED	2021-08-31
NY	RA	APPROVED	2021-08-16
ME	RA	APPROVED	2020-01-02
WA	RA	APPROVED	2018-09-18
RI	RA	APPROVED	2009-11-09
FL	RA	APPROVED	2009-06-01
CT	RA	APPROVED	2009-05-28
NH	RA	APPROVED	2009-05-28
MA	RA	APPROVED	2009-04-29

AZ RA
APPROVED

Since 2024-01-10
MD RA
APPROVED

Since 2023-01-23
AL RA
APPROVED

Since 2021-08-31
NY RA
APPROVED

Since 2021-08-16
ME RA
APPROVED

Since 2020-01-02
WA RA
APPROVED

Since 2018-09-18
RI RA
APPROVED

Since 2009-11-09
FL RA
APPROVED

Since 2009-06-01
CT RA
APPROVED

Since 2009-05-28
NH RA
APPROVED

Since 2009-05-28
MA RA
APPROVED

Since 2009-04-29

Branch Locations

200 Summit Drive Suite 430, Burlington, MA 01803 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Valic Financial Advisors	Nashua	NH	04/2009	Present
Agia	Houston	TX	12/2022	Present

04/2009 → Present

Valic Financial Advisors

Nashua, NH
12/2022 → Present

Agia

Houston, TX

Previous Registrations

2006-07-25 → 2009-05-01

1St Global Advisors Inc

Warwick, RI

Warwick, RI
2008-02-20 → 2009-03-13

Bentley Wealth Advisors, Llc

Warwick, RI
2006-01-06 → 2006-07-21

Lpl Financial Llc

Georgetown, MA
2004-04-15 → 2004-10-15

Ameriprise Advisor Services, Inc.

Andover, MA

Other Businesses

AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2004-04-02
S63	Uniform Securities Agent State Law Examination	1995-09-13

S65 Uniform Investment Adviser Law Examination

2004-04-02
S63 Uniform Securities Agent State Law Examination

1995-09-13

Designations

Other Names

Kenneth Lee Knopf
Kenneth Knopf

View on SEC IAPD