Best Investors Account Sign in

James Gerard Malsom

Wells Fargo Clearing Services, LLC

Aberdeen, SD

Claim This Profile
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
SD RA APPROVED 2008-01-01
  • SD RA
    APPROVED
    Since 2008-01-01

Branch Locations

504 6Th Ave Se, Aberdeen, SD 57401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Aberdeen SD 05/2009 11/2016
Wells Fargo Clearing Services, Llc Aberdeen SD 11/2016 Present
Previous Registrations
  • 2007-02-20 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Aberdeen, SD
    St. Louis, MO
    Aberdeen, SD
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-02-16
S63 Uniform Securities Agent State Law Examination 1992-10-12
  • S66 Uniform Combined State Law Examination
    2007-02-16
  • S63 Uniform Securities Agent State Law Examination
    1992-10-12

View on SEC IAPD

Other Firms

THRIVENT INVESTMENT MANAGEMENT INC.
PFS INVESTMENTS INC.
EDWARD JONES
LPL ENTERPRISE, LLC
NEWEDGE ADVISORS
U.S. BANCORP ADVISORS, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.

Other Investors

DONALD RAY MILLER
Joshua Jay Hellwig
Matthew Scott
EDMOND JAMES SUCHOMEL
Mark Allen Haverkamp
Jonathan Calvin Davidson
KRIS LYNN PEARSON
Cole Kukowski

Other Offices

THRIVENT INVESTMENT MANAGEMENT INC. · ABERDEEN, SD
PFS INVESTMENTS INC. · ABERDEEN, SD
EDWARD JONES · ABERDEEN, SD
LPL ENTERPRISE, LLC · ABERDEEN, SD
NEWEDGE ADVISORS · Aberdeen, SD
EDWARD JONES · ABERDEEN, SD
U.S. BANCORP ADVISORS, LLC · Aberdeen, SD
AMERIPRISE FINANCIAL SERVICES, LLC · ABERDEEN, SD

More in Aberdeen, SD

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor