Luis Antonio Brandi

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2009 → 06/2024
  Securities America, Inc.
  Chico, CA
• 01/2009 → 06/2024
  Securities America Advisors, Inc.
  Lavista, NE
• 06/2024 → Present
  Osaic Wealth, Inc.
  Chico, CA

Previous Registrations

• 2009-01-23 → 2024-06-14
  Securities America Advisors, Inc.
  Chico, CA
• 2007-06-25 → 2009-01-23
  Brecek & Young Advisors, Inc.
  Folsom, CA
  Chico, CA
  Folsom, CA
  Chico, CA
  Folsom, CA
  Folsom, CA
• 2004-04-02 → 2007-05-24
  Valic Financial Advisors, Inc.
  Bozeman, MT
  Roseville, CA

Other Businesses

1. LUIS BRANDI INSURANCE SALES POSITION: owner NATURE: Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 02/01/2019 ADDRESS: 8 Stoney Point Way, Chico CA 95928 DESCRIPTION: Sale of Fixed or Index annuity, conducting risk analysis using insurance solutions to manage risk for the benefit of the client. 2. GUITAR CENTER POSITION: Music Instructor NATURE: Music Instructor: Part-time teaching guitar and bass INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 08/17/2019 ADDRESS: 2027 Martin Luther King Pkwy #119, Chico CA 95928, United States DESCRIPTION: Teaching guitar and bass lessons for an hour or two, one or two evenings a week, and occasionally on Saturday afternoons.

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-03-29
• S63 Uniform Securities Agent State Law Examination
  1992-12-03